Social programs as positive inducements for tax participation

ASU Author/Contributor (non-ASU co-authors, if there are any, appear on document)
Todd Cherry Ph.D., Professor (Creator)
Institution
Appalachian State University (ASU )
Web Site: https://library.appstate.edu/

Abstract: A significant amount of non-compliance with the personal income tax is due to individuals who have not filed a tax return and so who are not “in the system”. We use experimental laboratory methods to examine the effect of positive inducements for filing a tax return. Our design captures the essential features of a voluntary income reporting and tax assessment system: human participants earn income, they must decide whether to file a tax return, and, conditional upon filing, they must choose how much income to report. Taxes are paid on reported income only. Unreported income of filers may be discovered via a random audit, and the participant then pays owed taxes plus a fine. Inducements for filing are introduced as treatments: a social safety net (e.g., unemployment replacement income) that is conditional upon past filing behavior, and a tax credit that is available only to those who file. Our results suggest that an untargeted tax credit can encourage participation, but that targeting the credit to low income earners offers a stronger inducement to file. Also, the provision of a social safety net via unemployment benefits has a positive, albeit an indirect, impact on participation.

Additional Information

Publication
Alm, J., Cherry, T. L., Jones, M., & McKee, M. (2012). Social programs as positive inducements for tax participation. Journal of Economic Behavior & Organization, 84(1), 85-96). Publisher’s version available from www.elsevier.com (ISSN: 0167-2681). DOI: 10.1016/j.jebo.2012.07.009
Language: English
Date: 2012

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